Free Cybersecurity Assessment
Are You Audit Ready?
A Free Cybersecurity Self Assessment Built for Financial Firms
If you are a Registered Investment Advisor, Broker Dealer, or Financial Advisor, this free assessment will help you quickly understand whether your IT and cybersecurity setup is ready for a regulatory review.
No technical knowledge required
No sales pitch
Just clarity
Why This Assessment Exists
Cybersecurity and compliance expectations for financial firms have changed fast
regulators are asking more questions
Compliance requirements have become more stringent and detailed than ever before.
Audits are becoming more detailed
Regulatory reviews now dig deeper into cybersecurity practices and documentation.
Client data is under constant threat
Cyber threats targeting financial firms have increased in sophistication and frequency.
Most firms assume they are in good shape until someone asks for proof.
This assessment helps you see what an auditor might see before they walk in the door.
What This Will Help You Discover
In just a few minutes, you will get clarity on whether your firm is truly prepared for
regulatory scrutiny.
Your cybersecurity policies are actually audit ready
Discover if your current policies meet regulatory standards and expectations
Your documentation would stand up to review
Assess whether your records and documentation are comprehensive and accessible.
Your staff training is properly tracked
Verify that your team's cybersecurity training meets compliance requirements.
Your IT systems are monitored and protected
Evaluate your current monitoring, backup, and security infrastructure.
Your firm may have gaps you were not aware of
Identify potential vulnerabilities before they become compliance issues.
Many firms are surprised by their answers
That is normal. Awareness is the first step to confidence.
This Is Not a Test and There Is No Pressure
This is not about passing or failing. It's about understanding where you stand today.
You may discover that you are in great shape.
You may uncover a few areas that need attention.
You may realize you are not as prepared as you thought.
All outcomes are useful.
There is no obligation to contact us after completing the assessment. It is simply a tool to help you make informed decisions.
Built Specifically for Financial Firms
This assessment is designed for:
Registered Investment Advisors
Broker Dealers
Independent Financial Advisors
It aligns with the types of questions and expectations tied to SEC and FINRA cybersecurity reviews.
This is not generic IT advice.
This is built for the financial industry.
What You Will Get
Clear, actionable insights delivered in plain English
Clear Yes or No Assessment
Understand your audit readiness level with an easy-to-interpret scoring framework.
Regulatory Insights
Learn what regulators typically look for during cybersecurity reviews.
Peace of Mind
Gain confidence knowing exactly where you stand before any audit occurs.
Peace of Mind
Gain confidence knowing exactly where you stand before any audit occurs.
You will not be overwhelmed.
You will not be buried in technical language.
Everything is explained in plain English.
Why FinancialFirms ChooseThis Assessment
Financial professionals tell us they want three things when
it comes to cybersecurity compliance:
Clear Answers
No confusing technical jargon. Just straightforward insights about your cybersecurity readiness.
Less Audit Stress
Know what to expect before regulators arrive. Preparation reduces anxiety and builds confidence.
Confidence in Their Approach
Validation that you're doing the right things to protect your firm and clients.
"This assessment was built to support exactly that."
Completely Free. Zero Pressure.
There is no cost to complete the Audit Readiness Self Assessment.
If you choose to speak with us afterward
Great! We're here to help.
If you don't
That's perfectly fine too.
Our Goal is Simple
Help financial firms understand their cybersecurity risk and feel confident in their technology decisions. No hidden agendas, no pressure tactics.
Why Firms Use This Assessment
Financial professionals tell us they want three things
Clear answers
Less stress around audits
Confidence they are doing the right things
This assessment was built to support exactly that.
Start Your Audit Readiness Self Assessment
It takes only a few minutes and could save you significant stress later.
Just 5 minutes
100% Free
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