Free Download
The Cybersecurity Policy Pack
6 core cybersecurity policies every RIA needs for SEC compliance. Ready to customize, sign, and file so you can close the policy gap examiners look for first.
6 foundational policies required for SEC exam readiness
Ready to customize with your firm name and details
Covers acceptable use, passwords, remote access, data, incidents, and BYOD
Built to the exact areas SEC examiners review during exams
Designed for RIAs, not adapted from generic corporate templates
A documented policy pack is also a cyber insurance requirement
SEC Exam Ready
6 Core Policies
Built for RIAs
Trusted by 50+ Firms
Trusted by financial advisors across the Southeast · Microsoft Partner · Serving 50+ Financial Firms
What's Inside
Everything You Need to Close the Policy Gap
Acceptable Use Policy
Defines how employees can use firm technology, email, internet, and digital assets so there is no ambiguity about what is allowed.
Password Policy Minimum
standards for length, complexity, rotation, MFA, and credential storage so weak passwords do not become your weakest link.
Remote Access Policy
Clear rules for VPN use, secure remote work, and home network requirements so advisors stay compliant wherever they work.
Data Classification Policy
A simple framework for labeling data as Public, Internal, Confidential, or Restricted with handling rules for each category.
Incident Response Policy
The governance level policy that sits above your IRP, defining roles, responsibilities, and escalation paths for any security event.
BYOD Policy
Rules for personal phones, tablets, and laptops used for firm work so client data stays protected on every device that touches it.
Want Help Customizing Your Policies?
Get a free policy review and compliance gap analysis from our team. No cost, no obligation.
© 2026 Secure Wealth IT. All rights reserved. · (704) 769-3663 · [email protected]