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The Breakaway Broker Technology Transition Kit
Your 90 day roadmap to RIA independence. A phase by phase plan for leaving a wirehouse or broker dealer without dropping the ball on day one.
A complete 90 day technology transition roadmap
Pre departure checklist you can complete before giving notice
Day by day launch plan for your first week as an RIA
Covers custodian, CRM, cybersecurity, compliance, and insurance
Year one budget estimates so there are no surprises
Built from real breakaway transitions, not generic advice
90 Day Roadmap
Built for Breakaways
Compliance Aligned
Trusted by 50+ Firms
Trusted by financial advisors across the Southeast · Microsoft Partner · Serving 50+ Financial Firms
What's Inside
Everything You Need to Go Independent Without the Chaos
Pre Departure Phase (30 Days Before Resignation)
The foundational tasks you can legally complete before giving notice, including custodian research, CRM selection, and hardware orders.
Transition Week (Days 0 to 7)
A daily checklist for the week after you resign, covering email activation, MFA, email archiving, ACAT transfers, and client notifications.
First 30 Days Post Launch
Network configuration, EDR deployment, full backup setup, website build, and Form ADV filing to get your firm fully operational.
Days 31 to 90 Hardening Phase
Mature your infrastructure with complete integrations, documented policies, a tested incident response plan, and your first compliance review.
Year One Budget Breakdown
Realistic cost ranges for hardware, software, compliance tools, cybersecurity, professional services, and cyber insurance.
Common Mistakes to Avoid
The costly missteps breakaway advisors make, from using old firm equipment to delaying email archiving and cyber insurance.
Planning Your Breakaway Move?
Get a free breakaway technology consultation from our team. No cost, no obligation.
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